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CAIQ v4 · SIG Core · Insurance Carrier — 27+ responses covering insurance underwriting, SOX ITGC, FFIEC exam prep, and financial audit evidence templates.
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FREE · Lead Magnet #15

The Definitive CAIQ v4 · SIG Core
Response Library

Insurance carrier questionnaires. Financial audit evidence templates. SOX ITGC. FFIEC examination prep. 9 domains, pre-written, audit-ready.

🏦 Insurance Carrier Questionnaires ⚖️ SOX ITGC & FFIEC Prep 🚩 Insurance Red-Flag Guide 📄 PDF
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What's inside
Vendor Security Response Library 2026 — Insurance & Financial Audit Edition
🏦Section 1 Insurance-Specific Questionnaire Responses (3 responses)
📊Section 2 Financial Audit Evidence Templates — SOX, GLBA, FFIEC (3 responses)
🏛️Section 3 CAIQ v4 Governance Domain (3 responses)
⚖️Section 4 CAIQ v4 Compliance & Audit Responses (3 responses)
🔐Sections 5–7 SIG Core A (Info Security) · B (Incident Mgmt) · C (BC) (3 each)
📅Section 8 Audit Scheduling & Evidence Delivery SLAs (3 responses)
🚩Section 9 Insurance Red-Flag Guide (5 dangerous answers + replacements)
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9
Sections
insurance, financial audit & CAIQ
27+
Pre-Written Responses
audit-ready, specific language
3
Framework Crosswalks
CAIQ v4 · SIG Core · Insurance
<72h
FFIEC Exam Ready
evidence templates pre-formatted
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What You Get

The Insurance & Financial Audit Specialist Edition

Stop improvising answers when your cyber insurance carrier sends renewal questionnaires or your SOX auditor requests ITGC evidence. This library provides pre-written, audit-ready responses with the specificity that underwriters and financial regulators actually require.

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Insurance Carrier Questionnaires

Pre-written responses for the exact questions your cyber insurance underwriter sends at renewal time. MFA language, backup verification, incident notification SLAs.

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CAIQ v4 Governance Gap

The Governance domain is where most vendors fail CAIQ v4. Section 3 covers board oversight, CISO authority, and security budget documentation — the questions that catch organizations flat-footed.

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SOX ITGC & FFIEC Prep

Financial audit evidence templates for access review attestations, change management sign-off, and vendor access audit trail documentation. Each one formatted for auditor review.

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Insurance Red-Flag Guide

5 dangerous answers that trigger rate increases, exclusion riders, or coverage denials. Know what underwriters flag before your next renewal.

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9 Sections · 27+ Responses

Which Questions Does This Library Answer?

Every response is written for a real questionnaire question — insurance carrier renewal, SOX ITGC audit, FFIEC examination, or CAIQ v4/SIG Core assessment. Each answer is specific enough to satisfy a financial auditor, detailed enough for an insurance underwriter, and editable enough to work for your specific context.

Section 1
Insurance-Specific Questionnaire Responses
3 responses covering MFA controls, backup verification, and incident notification SLAs — the exact questions underwriters ask at renewal.
Section 2
Financial Audit Evidence Templates — SOX, GLBA, FFIEC
3 evidence templates for SOX ITGC access reviews, GLBA Safeguards Rule compliance, and FFIEC examination prep. Formatted for auditor submission.
Section 3
CAIQ v4 Governance Domain
3 responses covering board oversight language, CISO authority documentation, and security budget attestation — the governance questions that trip up most vendors.
Section 4
CAIQ v4 Compliance & Audit Responses
3 responses for CAIQ v4 compliance attestation, audit scope documentation, and third-party assessment evidence. Maps to SOC 2 CC2.1 and ISO 27001 A.18.
Section 5
SIG Core Section A — Information Security
3 responses for SIG Core information security program questions: ISMS scope, security policy review cadence, and risk assessment methodology.
Section 6
SIG Core Section B — Incident Management
3 responses covering incident response plan alignment to NIST SP 800-61, breach notification SLA, and post-incident review process for SIG Core Section B.
Section 7
SIG Core Section C — Business Continuity
3 responses for SIG Core BC/DR questions: RTO/RPO commitments, DR test frequency documentation, and geographic redundancy attestation.
Section 8
Audit Scheduling & Evidence Delivery SLAs
3 responses covering audit access request SLAs, evidence delivery timelines, and right-to-audit clause language — pre-formatted for contractual insertion.
Section 9 — Red-Flag Guide
Insurance Questionnaire Red-Flag Guide
5 dangerous answers that trigger rate increases, exclusion riders, or coverage denials. Each flagged answer shows the underwriter concern and the specific language to use instead.
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Framework Coverage

One Library. Three Frameworks.

Insurance carrier questionnaires, CAIQ v4, and SIG Core all ask about the same underlying controls — but in different formats and with different evidence expectations. This library maps each response across all three so you're not rewriting from scratch for each audience.

Insurance Carrier

Renewal & Underwriting Questionnaires

Sections 1 and 9 target insurance carrier questionnaires directly. Use Section 1 responses verbatim for renewal forms. Section 9 Red-Flag Guide shows what language triggers exclusions — review before submitting.

CAIQ v4

~300 Questions · Enterprise Scope

Sections 3 and 4 address the Governance and Compliance/Audit domains of CAIQ v4 — the most commonly failed sections. Each response includes the CAIQ control reference for direct mapping.

SIG Core

~200 Questions · Tier 1 Vendors

Sections 5, 6, and 7 map directly to SIG Core Sections A, B, and C. Each response includes the SIG Core question reference and the evidence type expected on request.

SOX ITGC

Access Review · Change Management · Audit Trail

Section 2 financial audit evidence templates are formatted for SOX ITGC auditor review. Each template references the relevant PCAOB standard and the IT General Control being attested.

FFIEC

Examination Prep & CAT Alignment

Section 2 FFIEC preparation responses align to the FFIEC Cybersecurity Assessment Tool (CAT) maturity tiers. Use these for examination prep and for FFIEC examination documentation requests.

GLBA Safeguards

16 CFR Part 314 Compliance

Section 2 includes a dedicated GLBA Safeguards Rule response with crosswalk notes for NAIC MDL-668 and NYDFS Part 500 Section 500.16 — for financial services firms under multiple regulators.

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Download the Vendor Security Response Library

Enter your email to receive the PDF library — 27+ pre-written responses covering insurance carrier questionnaires, SOX ITGC, FFIEC prep, CAIQ v4 Governance, SIG Core, and the Insurance Red-Flag Guide. Free.

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FAQ

Frequently Asked Questions

Who is this library designed for?
CISOs, compliance officers, IT directors, and vendor risk managers at organizations completing CAIQ v4, SIG Core, or insurance carrier questionnaires. Particularly useful for financial services, insurance, and technology companies under SOC 2, ISO 27001, or that carry cyber insurance.
How is this different from the Vendor Questionnaire Response Library?
Lead Magnet #14 covers general SIG Lite/Core and CAIQ responses across 12 domains. This library is the insurance and financial audit specialist edition — it adds insurance carrier-specific responses, SOX ITGC evidence templates, and FFIEC examination prep that the general library does not include.
Does this library cover NAIC MDL-668 and NYDFS Part 500 requirements?
Yes. Section 1 (Insurance-Specific Responses) and Section 2 (Financial Audit Evidence Templates) include crosswalk notes for NAIC MDL-668 and NYDFS Part 500 Section 500.16. The Section 2 GLBA Safeguards response maps directly to 16 CFR Part 314 requirements.
Can I use these responses for a cyber insurance renewal questionnaire?
Yes. Section 1 is built specifically for insurance underwriting questionnaires — the exact questions carriers send at renewal. MFA controls, backup verification, employee training frequency, and incident notification SLAs are all covered with underwriter-approved language.
How do I customize the responses?
All responses contain [BRACKET] placeholders for company-specific detail: [COMPANY NAME], [DATE], [AUDITOR], [REGION]. Replace each bracket with your specific information. The PDF version is the cleanest for print or archive submission.
Is this library updated for 2026 insurance requirements?
Yes. The insurance section includes post-2024 underwriting standards including questions that arose after major carrier events. AI/LLM data handling questions (Section 3, Governance) are included as AI vendor risk assessment is now a primary underwriting topic.
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